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Twenty-Four Hour Trading: Corporate Actions Snafu?

July 3, 2025 By Chris Kentouris Leave a Comment

With 24-hour trading on US exchanges closer to becoming a reality, back-office operations managers at some US broker-dealers are starting to worry about possible glitches processing corporate actions. Twenty-four-hour trading doesn’t mean 24 hours literally. It only means that there will be longer after-hours trading with a short trading halt of about an hour. The […]

Filed Under: Compliance, Corporate Actions, Data, Regulations, Trading Tagged With: Analytics, Brokerage Ops, Corporate Actions, Data, DTCC, Innovation, Ops Risk, Regulators, Reporting, Rules, SEC

Europe’s Artificial Intelligence Act Needs Real Action

May 20, 2025 By Chris Kentouris Leave a Comment

Financial firms across the globe will likely have to think out of the box and pray they make the right AI governance strategy to comply with Europe’s Artificial Intelligence Act (AI Act) over the next two years. Embracing AI’s ability to reduce operating costs and increase efficiency the financial services industry is expected to spend up […]

Filed Under: Analytics, Analytics, Compliance, Data, Innovation, Investors, Risk Tagged With: AI, Analytics, Data, Innovation, Investment Ops, KYC, Regulation

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