FinOps

News of financial ops, regs and tech

  • Home
  • Ops
  • Tech
  • Regs
  • Contact
  • The FinOps story
  • Subscribe
  • Log In

T+2: Coming to US Fund Managers

February 26, 2014 By Chris Kentouris 1 Comment

  How much difference can it make that a US trade group representing mutual fund advisors adds its support to longstanding efforts by the Depository Trust & Clearing Corp. to move the US to a two-day settlement cycle? Enough to make it clear that the ball is now rolling, and deadlines are being considered. The […]

Filed Under: Clearing, Financing, Settlement, Slider Tagged With: DTCC, Fund Ops, Post Trade, T+2

FIXing the Post-Trade Communications Process

February 20, 2014 By Chris Kentouris 1 Comment

Reducing time, risk and cost. That’s the mantra the FIX Trading Community promoted at an event it hosted in New York last week when recommending its message tags and workflow be used for locally matching post-trade instructions in all asset-classes. It’s also the beginning of a battle to win the hearts and minds of fund managers […]

Filed Under: Innovation, Operations, Post-Trade, Slider Tagged With: Brokerage Ops, FIX, Fund Ops, Innovation, Matching, Post Trade

Latin America’s MILA: Solving Settlement Quagmire

January 30, 2014 By Chris Kentouris Leave a Comment

Mercado Integrado Latinoamericano, or MILA, sounded like a great idea. Announced in September 2009 and launched in May 2011, the initiative was supposed to bolster trading volumes in three stock markets, which historically languished in the shadows of Brazil and Mexico. The exchanges of Colombia, Chile and Peru would become the new Euronext. Or so […]

Filed Under: Settlement, Slider Tagged With: Clearinghouses, Collateral, Depositories, Post Trade

Harmonizing European Depositories May Be a Bumpy Ride

January 17, 2014 By Chris Kentouris 1 Comment

In trying to harmonize the operations of European securities depositories, regulators may well be creating unintended operational and financial burdens for the settlement houses and their members in dealing with trades which fail to settle on time. “The shorter timetable for settlement and the fines for late settlement will be far more difficult to implement […]

Filed Under: Clearing, Custody, Infastructure, Operations, Regulations, Rules, Slider Tagged With: Clearinghouses, Depositories, Post Trade, Settlement, T+2

Reconciliation Moves Into Fee Accounting

January 16, 2014 By Chris Kentouris Leave a Comment

Once viewed strictly as a matter of matching up cash, positions and transactions, the middle-office task of reconciliation is quickly moving into the trade-execution and post-trade space. The reasons are self-evident: not only are regulators demanding better control of operational risk, but C-level management are requiring more precise analysis of the bottom line for each unit. “It’s all […]

Filed Under: Custody, Data, Financials, Funds, Operations, Ops Risk, Regulations, Reporting, Slider, Technology Tagged With: AIFMD, Custodians, Fund Ops, Ops Risk, Post Trade, Reconciliation, Reporting

« Previous Page

The FinOps story

Dear Readers,

If you are a new visitor to FinOps Report, welcome to our newsite. Beyond what you see on the home page, check out our archives for articles that thousands of readers have found useful. To our loyal readers, thanks for staying with us. We write FinOps for you.

Our goal remains constant – news you can put to work. We analyze how regulations, operations, and financial technology intersect, and we bring you expert advice to reduce your operational and regulatory risks. We don’t waste your time with the same old stories you find elsewhere. We offer you practical value that you don’t find anywhere else.

If even one FinOps article has helped you, please return the favor by subscribing. Your subscriptions fund us in providing the broadest and most detailed coverage of important topics for middle and back-office operations, compliance and fintech specialists. A subscription is $60 a year, or $15 a quarter. Click the “Subscribe” tab on any page to sign up.

Meanwhile, please stay in touch. Enroll for news alerts, if you haven’t already. And use the “Contact” page to connect directly with me. We want your story ideas and feedback, and we love hearing from you.

Chris Kentouris
Editor

Read More…

Archives

[footer_backtotop]

Copyright © 2025 FinOps · Privacy Policy