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Validating NAVs: An Ounce of Prevention Saves a Lot of Grief

March 13, 2014 By Chris Kentouris 1 Comment

Net asset value, or NAV for short: it’s a basic calculation which hundreds of mutual and other investment fund managers have to make each day to allow investors to know just how much they will pay to buy and sell shares or units. While the timetable for when the figure must be struck might differ, […]

Filed Under: Data, Funds, Reporting, Slider Tagged With: Fund Ops, Reporting, Valuation

Hedge Fund Accounting: Beyond a Shadow of a Doubt

February 7, 2014 By Chris Kentouris 1 Comment

With eagle-eyed institutional investors needing assurance of the accuracy of hedge funds’ operations, as well as their returns, keeping books and records is no easy one-shot deal. No matter who serves as the official fund administrator, back-up verification or “shadow accounting” has already become the modus operandi for the largest funds and is quickly taking hold among smaller ones. Over 75 percent of hedge […]

Filed Under: Funds, Reporting, Slider Tagged With: Fund Ops, Hedge Funds, Reconciliation, Reporting, Valuation

Middle Office Takes Center Stage in Hedge Fund Valuation Fiasco

January 9, 2014 By Chris Kentouris Leave a Comment

A recent fine of US$9 million the US Securities and Exchange Commission levied against a UK hedge fund advisor and its former US holding company shows the operational risk faced by alternative investment funds when middle-office controls fail to correctly handle the signs of a bad valuation. The settlement, announced on December 9, 2013 arose […]

Filed Under: Ops Risk, Risk, Slider, Standards Tagged With: Fund Ops, Middle Office Ops, Ops Risk, Reporting, SEC, Valuation

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