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EquiLend, Prime Brokers Settle Sec Lending Antitrust Lawsuit

September 1, 2023 By Chris Kentouris Leave a Comment

E-trading platform for securities lending EquLend has agreed to pay pension funds and others part of a whopping $500 million and to revamp its governance policy to settle an antitrust class-action lawsuit which includes prime brokers Goldman Sachs, Morgan Stanley, JP Morgan Chase and UBS. The plaintiffs in the case led by the Iowa Public […]

Filed Under: Brokerage Ops, Compliance, Regulations, Sec Lending Tagged With: Compliance, Data, Trading

Securities Class Action Settlements: Don’t Leave Money on the Table

June 4, 2021 By Chris Kentouris Leave a Comment

Recovering monies from class action settlements should be a risk-free revenue generator, but that’s not the case for many money managers, broker-dealers and their custodians. Instead, the process is fraught with operational errors, which results in billions of dollars in uncollected compensation each year. The COVID-19 pandemic has not only changed the types of securities […]

Filed Under: Brokerage Ops, Compliance, Data, FundOps, Regulators Tagged With: Compliance, Custodians, Data, Outsourcing, Risk

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