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New Trade Execution Transparency Tests Data Exchange

March 18, 2020 By Chris Kentouris Leave a Comment

Complying with a new US regulatory requirement for brokers to give investors more information on trade routing decisions under the amended Rule 606 could come down in the short-term to technologists creating the right packaging as much as operations managers finding the right data. With less than a month left to prepare for the April […]

Filed Under: Compliance Data, Regulations, Rules Tagged With: Brokerage Ops, Compliance, Regulations, Reporting, SEC

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