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Automating Corporate Actions: Four Ways to Generate Successful ROI

June 4, 2014 By Chris Kentouris 1 Comment

Automating the handling of corporate actions should be a given, considering the financial risk fund managers, broker-dealers and banks face if they make just one mistake. Apparently that’s not necessarily so. The reason: justifying the expense to C-level management isn’t as easy as it sounds, despite the need for automation being greater than ever before. […]

Filed Under: Corporate Actions, Data, Ops Risk, Slider Tagged With: Corporate Actions, DTCC, Fund Ops, Investment Ops, Ops Risk

ISO 20022 for Corporate Actions: A for Effort; C for Completion in US? (Update)

March 7, 2014 By Chris Kentouris Leave a Comment

Where SWIFT goes, Depository Trust & Clearing Corp. follows. Not a phrase heard very often, if ever. However, when it comes to moving the US financial industry to ISO 20022 messaging for corporate actions, DTCC appears to have relaxed some of its demands. Nearly a decade ago, SWIFT pressed the financial community hard to convert from […]

Filed Under: Corporate Actions, Custody, Slider, Technology Tagged With: Corporate Actions, Custodians, Depositories, DTCC, Standards

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