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Registered Investment Funds 2021: New Derivatives Risk Program

January 13, 2021 By Chris Kentouris Leave a Comment

For US traders, risk managers, portfolio managers, and boards of directors of registered fund management firms trading in derivatives, 2021 will be the year they figure out which derivatives to trade and how many to trade for more reasons than just making higher investment returns. Complying with the Securities and Exchange Commission’s new rule 18f-4 […]

Filed Under: Compliance, Derivatives, Funds, Risk, Rules Tagged With: Compliance Fund Ops, Data, Investment Ops, Regulators, SEC

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