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Euroclear Bank Taskizes Failed Settlements

January 5, 2017 By Chris Kentouris Leave a Comment

Banks and broker-dealer members of international securities depository Euroclear Bank in Brussels will now find it a lot easier to clean up trades which failed to settle on time. Euroclear, which specializes in settling Eurobonds and cross-border transactions of domestic equities and fixed-income instruments, is offering its participants a free cloud-based platform to communicate information […]

Filed Under: Innovation, Post-Trade, Settlement, Slider Tagged With: Depositories, Innovation, Matching, Post Trade, Settlement

Blockchain’s Smart Contracts: What’s Smart, What’s Not

December 13, 2016 By Chris Kentouris Leave a Comment

Can smart contracts be made smart enough to be accurate, ensure the right balance between confidentiality and transparency, and reach widespread acceptance? Yes, but not without a lot more work. That is the consensus of a group of blockchain developers, advocates and analysts that spoke and attended a recent event held by the Wall Street Blockchain […]

Filed Under: Infastructure, Operations, Slider, Standards Tagged With: Blockchain, Brokerage Ops, Collateral, Compliance, Crypto, DTCC, Innovation, Investment Ops, Post Trade, Reconciliation, Regulators, Settlement, Swaps

Seeking a Few Good Men (Women) for ISIN Governance Role

October 26, 2016 By Chris Kentouris Leave a Comment

Do you work for a fund manager, bank, broker dealer or altenative trading platform and have extensive product knowledge of interest rate, foreign exchange, credit and commodity derivatives, understand reference data, data management, architecture and implementation of data standards? If the answer is yes to all or most of the criteria, you could end up […]

Filed Under: Compliance, Data, Derivatives, Infastructure, Innovation, Reporting, Rules, Slider Tagged With: Brokerage Ops, Compliance, Fund Ops, Innovation, MiFID, Regulators, Reporting, Swaps

Accenture, Broadridge, Synechron on Blockchain

October 2, 2016 By Chris Kentouris Leave a Comment

The financial world is spending countless hours — and millions of dollars — hypothesizing how blockchain — the new distributed way of storing information — could eliminate huge operational costs. Banks, broker-dealers, exchanges, and securities depositories have started exploring its potential vast use with the help of technology providers. Blockchain could theoretically be applied to […]

Filed Under: Compliance, Data, Post-Trade, Rules, Settlement, Slider, Trading Tagged With: AML, Brokerage Ops, Compliance, Corporate Actions, Innovation, KYC, Post Trade, Reconciliation

Artificial Intelligence: The Next Frontier in AML Compliance

September 8, 2016 By Chris Kentouris Leave a Comment

Concerned about potential regulatory fines and skyrocketing costs, the world’s largest banks are turning to artificial intelligence to improve their compliance with know-your-customer and anti-money laundering regulations. “The value proposition for AI solutions is highest for large banks with significant volumes, complexity, multiple lines of business and geographical reach as these banks are affected most […]

Filed Under: Analytics, Compliance, Data, Risk, Risk, Rules, Slider Tagged With: AML, Compliance, Data, Innovation, KYC, Reporting, Standards

Blockchain for US Settlement: Three, Two, One, Takeoff? (Update)

August 31, 2016 By Chris Kentouris Leave a Comment

(Editor’s Note: On Sept 14 itBit announced that its flagship Bankchain and other post-trade projects would be run out of a new firm Paxos with the same management. The former itBit, would be a division of Paxos, and continue to operate its crypto-currency trading platform).    If US blockchain afficionados have their way, the technology […]

Filed Under: Clearing, Innovation, Post-Trade, Risk, Settlement, Slider, Trading Tagged With: Blockchain, Brokerage Ops, Clearinghouses, Compliance, Depositories, DTCC, FCA, Innovation, Investment Ops, Matching, Post Trade, Regulators, SEC, T+2

Northern Trust Minds the Corporate Actions Gap

August 26, 2016 By Chris Kentouris Leave a Comment

A successful investment strategy is about more than just buying and selling the right stocks at the right price at the right time. It also depends on picking the best option when it comes to voluntary corporate actions or being able to recognize a bad decision after the fact. Northern Trust is helping its asset […]

Filed Under: Analytics, Corporate Actions, Data, Funds, Innovation, Outsourcing, Slider Tagged With: Corporate Actions, Data, FATCA, Fund Ops, Innovation, Outsourcing

Bloomberg Takes on KYC Onboarding for Hedge Funds

June 7, 2016 By Chris Kentouris Leave a Comment

With its new offering called Entity Exchange, Bloomberg is trying to take a bite out the market share — especially among hedge fund managers — of the existing utilities for automating know-your-customer requirements. Its strategy: give the buy side more control. Regulators require financial firms to know just who they are doing business with before they […]

Filed Under: Compliance, Data, Derivatives, Financials, Risk, Rules, Slider Tagged With: Brokerage Ops, Compliance, Data, DTCC, FATCA, Fund Ops, Hedge Funds, Innovation, KYC, SEC

Next Up on Blockchain: Reconciliation and Syndicated Loans

May 12, 2016 By Chris Kentouris Leave a Comment

Start small, think big is what aficionados of blockchain technology see as the most effective strategy in implementing the newfangled architecture. Skipping the more complicated or broader reaching applications for the moment, blockchain appears to  be gaining momentum in specialized operations serving smaller user groups . Although no one cited any live cases, representatives from FIS and Symbiont […]

Filed Under: Data, Operations, Sec Lending, Slider Tagged With: DTCC, Innovation, Middle Office Ops, Reconciliation

Johannesburg in Final Sprint to T+3 Settlement (Updated)

February 17, 2016 By Chris Kentouris Leave a Comment

(Editor’s Note: This article was updated on February 29 to reflect the JSE’s announcement on February 26 that it had selected July 11 as the go-live day for T+3.)    South Africa is in the last lap of a longstanding project to shave two days off its current five day settlement cycle, even though the […]

Filed Under: Clearing, Corporate Actions, Infastructure, Margining, Outsourcing, Post-Trade, Settlement, Slider, Standards Tagged With: Depositories, Innovation, Matching, Ops Risk, Post Trade, Settlement, Standards, T+2

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